SEC Form 4/A · accession 0001127602-19-007815
PULTEGROUP INC/MI/ · PHM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Stephen P Schlageter
Officer — SVP Operations & Strategy
Period of report
Feb 6, 2019
Accepted (ET)
Feb 22, 2019 · 7:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000822416
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 6, 2019 | A | 9,708 | $0.00 | A | 95,815 | D | |
| Common StockF3,F4 | Feb 6, 2019 | F | 3,376 | $26.855 | D | 92,439 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were granted to settle a stock-settled performance award under the PulteGroup, Inc. 2013 Senior Management Incentive Plan.
- F2These shares are fully vested and exercisable.
- F3These shares were surrendered to issuer to cover tax obligations on common shares granted to settle a stock-settled performance award.
- F4This amended Form 4 is being filed to reflect the inadvertent omission of 6,332 net shares received by Mr. Schlageter on February 6, 2019. These shares were also inadvertently omitted from the common stock holdings shown on the Form 4 filed by Mr. Schlageter on February 13, 2019.