SEC Form 4 · accession 0001196391-16-000005
COHERENT CORP. · COHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Thomas E Mistler
Director
Period of report
Aug 20, 2016
Accepted (ET)
Aug 23, 2016 · 5:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820318
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 20, 2016 | A | 3,696 | $21.67 | A | 22,346 | D | |
| Common Stock | Aug 23, 2016 | S | 4,310 | $21.55 | D | 18,036 | D | |
| Common StockF2 | holding | — | — | — | 1,269,772 | I | By Limited Partnerships | |
| Common StockF2 | holding | — | — | — | 346,512 | I | By Trusts |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock award granted to reporting person under the Issuer's Second Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on August 20, 2017.
- F2Represents interests in trusts and limited partnerships held for the benefit of members of the reporting person's immediate family and others. The reporting person disclaims beneficial ownership of stock int he trusts and limited partnerships except to the extent of his pecuniary interest therein.