SEC Form 4/A · accession 0001196391-16-000006
COHERENT CORP. · COHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Thomas E Mistler
Director
Period of report
Aug 20, 2016
Accepted (ET)
Aug 26, 2016 · 1:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820318
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 20, 2016 | A | 984 | $21.67 | A | 19,634 | D | |
| Common StockF2 | Aug 23, 2016 | P | 4,310 | $21.55 | D | 23,944 | D | |
| Common StockF3 | holding | — | — | — | 1,269,772 | I | By Limited Partnerships | |
| Common StockF3 | holding | — | — | — | 346,512 | I | By Trusts |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F4,F5 | $21.67 | Aug 20, 2016 | A | 2,460 | A | — | Aug 20, 2026 | Common Stock | 2,460 | 2,460 | D |
Explanation of responses
- F1Restricted stock award granted to reporting person under the Issuer's Second Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on August 20, 2017. The original Form 4 filing inadvertently overstated the number of shares of restricted stock granted to the reporting person.
- F2Reflects the correct amount of shares of common stock beneficially owned directly by the reporting person following this transaction, which otherwise was reported accurately in the original Form 4 filing.
- F3Represents interests in trusts and limited partnerships held for the benefit of members of the reporting person's immediate family and others. The reporting person disclaims beneficial ownership of stock in the trusts and limited partnerships except to the extent of his pecuniary interest therein. This indirect beneficial ownership was reported accurately in the original Form 4 filing.
- F4The original Form 4 filing inadvertently omitted information with respect to this grant of options to the reporting person.
- F5These options vest in four equal annual installments beginning on August 20, 2017.