SEC Form 4 · accession 0001179110-15-006449
AMERIPRISE FINANCIAL INC · AMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Carl Junek
Officer — Exec VP and General Counsel
Period of report
Apr 16, 2015
Accepted (ET)
Apr 20, 2015 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820027
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 16, 2015 | S | 1,341 | $129.88 | D | 18,371 | D | |
| Common Stock | Apr 17, 2015 | S | 1,341 | $129.75 | D | 17,030 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 23, 2014.