SEC Form 4 · accession 0001209191-17-040433
CELGENE CORP /DE/ · CELG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Richard W Barker
Director
Period of report
Jun 14, 2017
Accepted (ET)
Jun 16, 2017 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000816284
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2,F1 | $121.04 | Jun 14, 2017 | A | 10,500 | A | — | Jun 14, 2027 | Common Stock | 10,500 | 10,500 | D |
| Restricted Stock UnitF5,F3,F4 | — | Jun 14, 2017 | A | 900 | A | — | — | Common Stock | 900 | 900 | D |
Explanation of responses
- F1Option is immediately exercisable and will vest on the earlier of June 14, 2018 or the day preceding the date of the next annual stockholder meeting.
- F2The option was issued pursuant to the Company's 2017 Stock Incentive Plan.
- F3Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F4The restricted stock units will vest in three equal annual installments commencing on June 14, 2018. Vested shares will be delivered to the reporting person promptly after the vesting date.
- F5The restricted stock units were issued pursuant to the Company's 2017 Stock Incentive Plan.