SEC Form 4/A · accession 0001209191-17-041060
CELGENE CORP /DE/ · CELG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Richard W Barker
Director
Period of report
Jun 14, 2017
Accepted (ET)
Jun 20, 2017 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000816284
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1,F3,F2 | $121.04 | Jun 14, 2017 | A | 10,500 | A | — | Jun 14, 2027 | Common Stock | 10,500 | 10,500 | D |
| Restricted Stock UnitF6,F4,F5 | — | Jun 14, 2017 | A | 900 | A | — | — | Common Stock | 900 | 900 | D |
Explanation of responses
- F1This Form 4/A is being filed to amend and restate, in its entirety, the Form 4 filed on June 16, 2017 to indicate that the reporting person had elected to defer 100% of the RSUs listed in Table II to June 14, 2020.
- F2Option is immediately exercisable and will vest on the earlier of June 14, 2018 or the day preceding the date of the next annual stockholder meeting.
- F3The option was issued pursuant to the Company's 2017 Stock Incentive Plan.
- F4Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F5The restricted stock units will vest in three equal annual installments commencing on June 14, 2018. Vested shares will be delivered to the reporting person promptly after June 14, 2020, at the reporting person's election to defer receipt of such shares.
- F6The restricted stock units were issued pursuant to the Company's 2017 Stock Incentive Plan.