SEC Form 4 · accession 0001209191-17-020879

AstroNova, Inc. · ALOT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Officer — CHIEF EXECUTIVE OFFICER · Director

Period of report

Mar 13, 2017

Accepted (ET)

Mar 15, 2017 · 5:57 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000008146

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Mar 13, 2017	F	1,641	$12.85	D	63,639	D
Common Stock	Mar 13, 2017	A	4,606	$0.00	A	68,245	D
Common Stock	Mar 14, 2017	F	60	$13.58	D	68,185	D
Common Stock	Mar 14, 2017	M	150	$0.00	A	68,335	D
Common Stock	holding	—	—		—	110	I	Held in Employee Stock Ownership Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Purchase)^F3	$12.85	Mar 13, 2017	A	50,000	A	—	Mar 13, 2027	Common Stock	50,000	50,000	D
Restricted Stock Unit^F4,F5	—	Mar 14, 2017	M	150	D	—	—	Common Stock	150	301	D

F1Represents the estimated number of shares withheld in connection with the satisfaction of the Reporting Person's tax withholding requirement arising from the vesting of shares under a previously reported award of restricted stock units.
F2Shares issued in settlement of performance based stock units earned on March 13, 2016. Shares are fully vested when earned.
F3The option vests in four equal annual installments commencing on the one year anniversary of the grant date.
F4Each restricted stock unit represents a contingent right to receive on share of ALOT common stock.
F5The remaining restricted stock units vest in two equal installments beginning on March 14, 2018.