SEC Form 4/A · accession 0001209191-17-022697
AstroNova, Inc. · ALOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Gregory A Woods
Officer — CHIEF EXECUTIVE OFFICER · Director
Period of report
Mar 13, 2017
Accepted (ET)
Mar 24, 2017 · 10:04 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008146
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 13, 2017 | F | 1,495 | $12.85 | D | 63,785 | D | |
| Common Stock | Mar 13, 2017 | A | 4,606 | $0.00 | A | 68,391 | D | |
| Common Stock | Mar 14, 2017 | F | 60 | $13.58 | D | 68,331 | D | |
| Common Stock | Mar 14, 2017 | M | 150 | $0.00 | A | 68,481 | D | |
| Common Stock | holding | — | — | — | 110 | I | Held in Employee Stock Ownership Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On March 15, 2017, the Reporting Person reported the number of shares of Common Stock withheld in connection with the satisfaction of the Reporting Person's tax withholding requirement arising from the vesting of shares under a previously reported award of restricted stock units. The number of shares previously reported as being withheld for payment of withholding taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.
- F2Shares issued in settlement of performance based stock units earned on March 13, 2016. Shares are fully vested when earned.