SEC Form 4 · accession 0001519695-19-000029

TCF FINANCIAL CORP · TCF

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Officer — EVP, Consumer Banking

Period of report

Jan 22, 2019

Accepted (ET)

Jan 24, 2019 · 4:57 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000814184

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F3	Jan 22, 2019	F	8,925	$21.77	D	32,653	D
Common Stock^F4	Jan 22, 2019	A	42,809	$21.77	A	75,462	D
Common Stock^F5,F6	Jan 22, 2019	F	21,063	$21.77	D	23,438	D
Common Stock^F1	holding	—	—		—	20,641	I	By KSOP as of 11/30/2018
Common Stock^F1,F2	holding	—	—		—	24,320	I	By SERP Trust as of 11/30/2018
Common Stock^F1,F2	holding	—	—		—	25,629	I	Deferred Stock Comp. Plan
Common Stock^F1,F6	holding	—	—		—	105,203	I	Revocable Trust

No Table II lines on this filing.

F1The filing of this statement shall not be construed as an admission that the undersigned is, for purposes of Section 16 of the Securities and Exchange Act of 1934, the beneficial owner of any equity securities covered by this statement other than those owned by the undersigned.
F2The shares noted are derivative securities based on the Reporting Person's benefits under a non-qualified plan.
F3Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting of a restricted stock award.
F4Represents shares awarded upon the vesting of a performance-based restricted stock unit award.
F5Reflects shares withheld to satisfy reporting person's tax withholding obligation upon the vesting of a performance-based restricted stock unit award.
F6Reflects transfer of 30,961 shares from directly owned to Revocable Trust upon vesting of restricted stock awards.