SEC Form 4/A · accession 0001519695-19-000031
TCF FINANCIAL CORP · TCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Michael Scott Jones
Officer — EVP, Consumer Banking
Period of report
Jan 22, 2019
Accepted (ET)
Feb 5, 2019 · 5:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814184
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 22, 2019 | A | 18,140 | $21.77 | A | 41,578 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On January 24, 2019, the reporting person filed a Form 4 reporting, among other transactions, withholding of 8,925 shares to satisfy tax obligations upon the vesting of a restricted stock award and the transfer of 30,961 shares from directly owned to Revocable Trust upon vesting of restricted stock awards. The Form 4 did not include the acquisition transaction upon the vesting of the performance-based restricted stock award in the amount of 18,140 shares. See also footnote 2 below. This amendment corrects these omissions and the total number of shares of common stock owned directly by the reporting person following all transactions reported in the original Form 4. The number of shares reported as owned indirectly by the reporting person was not impacted by the omission and those amounts are not restated herein.
- F2The footnotes related to the January 24, 2019 filing did not include that the withholding of the 8,925 shares to satisfy tax obligations upon vesting related to the vesting of a performance-based restricted stock award, and that the transfer of 30,961 shares from directly owned to Revocable Trust related to the vesting of performance-based stock awards.