SEC Form 4 · accession 0001140361-16-062186
SUMMIT FINANCIAL GROUP INC · SMMF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Scott C Jennings
Officer — Sr. VP & COO
Period of report
Apr 27, 2016
Accepted (ET)
Apr 27, 2016 · 3:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000811808
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | Apr 27, 2016 | J | 2,617 | $0.00 | A | 17,120 | I | By ESOP |
| Common StockF5 | holding | — | — | — | 352 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $9.49 | holding | — | — | — | Dec 6, 2003 | Dec 6, 2017 | Common Stock | 2,640 | 2,640 | D |
| Employee Stock Option (Right to Buy)F2 | $17.79 | holding | — | — | — | Dec 12, 2004 | Dec 12, 2018 | Common Stock | 5,600 | 5,600 | D |
| Emplolyee Stock Option (Right to Buy)F2 | $25.93 | holding | — | — | — | Dec 6, 2005 | Dec 7, 2019 | Common Stock | 8,000 | 8,000 | D |
| Employee Stock Option Plan (Right to Buy)F2 | $24.44 | holding | — | — | — | Dec 6, 2005 | Dec 6, 2015 | Common Stock | 10,000 | 10,000 | D |
| Stock-Settled Stock Appreciation RightsF1 | $12.01 | holding | — | — | — | Apr 22, 2016 | Apr 23, 2025 | Common Stock | 17,947 | 17,947 | D |
Explanation of responses
- F1Option and/or SAR vests in 5 equal annual installments with the beginning date indicated.
- F2Option expires in 5 equal annual installments with the final date indicated
- F3The information reported herein is based on a plan statement dated 12/31/2015 received in April 2016.
- F4Between January 1, 2015 and December 31, 2015, acquired 2,617.1451 shares of Summit Common Stock under the Summit Financial Group, Inc. Employee Stock Ownership Plan.
- F5The amount beneficially owned at the end of the month changed due to 5.8689 shares acquired through participation in the Company's dividend reinvestment program.