SEC Form 4/A · accession 0001140361-16-062225

SUMMIT FINANCIAL GROUP INC · SMMF

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Officer — Sr. VP & COO

Period of report

Apr 27, 2016

Accepted (ET)

Apr 27, 2016 · 5:02 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000811808

Table I — non-derivative securities

No Table I lines on this filing.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F3,F2	$9.49	holding	—	—	—	Dec 6, 2003	Dec 6, 2017	Common Stock	1,760	1,760	D
Employee Stock Option (Right to Buy)^F4,F2	$17.79	holding	—	—	—	Dec 12, 2004	Dec 12, 2018	Common Stock	4,200	4,200	D
Emplolyee Stock Option (Right to Buy)^F5,F2	$25.93	holding	—	—	—	Dec 6, 2005	Dec 7, 2019	Common Stock	6,400	6,400	D
Employee Stock Option Plan (Right to Buy)^F6,F2	$24.44	holding	—	—	—	Dec 6, 2005	Dec 6, 2015	Common Stock	0	0	D
Stock-Settled Stock Appreciation Rights^F1	$12.01	holding	—	—	—	Apr 22, 2016	Apr 23, 2025	Common Stock	17,947	17,947	D

F1Option and/or SAR vests in 5 equal annual installments with the beginning date indicated.
F2Option expires in 5 equal annual installments with the final date indicated
F3The number of Derivative Securities Beneficially Owned changed due to the expiration of 880 stock options on December 6, 2015
F4The number of Derivative Securities Beneficially Owned changed due to the expiration of 1,400 stock options on December 12, 2015
F5The number of Derivative Securities Beneficially Owned changed due to the expiration of 1,600 stock options on December 7, 2015
F6The number of Derivative Securities Beneficially Owned changed due to the expiration of 10,000 stock options on December 6, 2015