SEC Form 4 · accession 0001398344-17-011822

HIGH INCOME SECURITIES FUND · PCF

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners

10% Owner

10% Owner

10% Owner

10% Owner

Period of report

Sep 6, 2017

Accepted (ET)

Sep 8, 2017 · 1:25 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000810943

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F2,F1	Sep 6, 2017	P	32,371	$8.685	A	1,081,175	I	By Clients
Common Sock^F3	Sep 6, 2017	P	2,000	$8.689	A	12,772	D
Common Stock^F4	Sep 6, 2017	P	1,000	$8.689	A	1,000	D
Common Stock^F1	Sep 7, 2017	P	1,400	$8.6914	A	1,082,575	I	By Clients
Common Stock^F1	Sep 7, 2017	P	2,504	$8.69	A	1,085,079	I	By Clients

No Table II lines on this filing.

F1Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.
F2Prior Form 4s filed on behalf of Bulldog Investors incorrectly attributed 10,772 shares as held Indirectly. Such shares are held Directly by Phillip Goldstein. Other than the transaction reflected on this Form 4, Mr. Goldstein did not engage in any share transactions since the time of Bulldog Investors' Form 3 filing.
F3Shares are held by Phillip Goldstein.
F4Shares are held by Steven Samuels.