SEC Form 3 · accession 0001144204-18-036563
HIGH INCOME SECURITIES FUND · PCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Dakos
Director
Period of report
Jun 27, 2018
Accepted (ET)
Jun 29, 2018 · 12:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000810943
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 1,467,211 | I | By Clients of Bulldog Investors, LLC | |
| Common Stock | holding | — | — | — | 933 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. The Reporting Person is an owner of Bulldog Investors. The Reporting Person is also a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. The Reporting Person disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.