SEC Form 4/A · accession 0001140361-18-011331
PHOTRONICS INC · PLAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Constantine S Macricostas
Director
Period of report
Feb 21, 2018
Accepted (ET)
Mar 1, 2018 · 5:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000810136
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 16, 2018 | M | 200,000 | $4.42 | A | 692,575 | D | |
| Common StockF1 | Feb 16, 2018 | S | 200,000 | $7.87 | D | 492,575 | D | |
| Common Stock | Feb 20, 2018 | M | 25,000 | $4.42 | A | 517,575 | D | |
| Common Stock | Feb 20, 2018 | M | 112,500 | $6.71 | A | 630,075 | D | |
| Common Stock | Feb 20, 2018 | M | 62,500 | $6.32 | A | 692,575 | D | |
| Common StockF1 | Feb 20, 2018 | S | 200,000 | $7.71 | D | 492,575 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $4.42 | Feb 16, 2018 | M | 200,000 | D | Dec 21, 2013 | Dec 21, 2019 | Common Stock | 200,000 | 25,000 | D |
| Stock Options (Right to Buy) | $4.42 | Feb 20, 2018 | M | 25,000 | D | Dec 21, 2013 | Dec 21, 2019 | Common Stock | 25,000 | 0 | D |
| Stock Options (Right to Buy) | $6.71 | Feb 20, 2018 | M | 112,500 | D | Dec 10, 2014 | Dec 10, 2020 | Common Stock | 112,500 | 0 | D |
| Stock Options (Right to Buy) | $6.32 | Feb 20, 2018 | M | 62,500 | D | Dec 9, 2015 | Dec 9, 2021 | Common Stock | 62,500 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected.