SEC Form 4/A · accession 0001140361-18-011340
PHOTRONICS INC · PLAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Constantine S Macricostas
Director
Period of report
Feb 21, 2018
Accepted (ET)
Mar 1, 2018 · 5:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000810136
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 21, 2018 | M | 50,000 | $6.32 | A | 542,575 | D | |
| Common Stock | Feb 21, 2018 | M | 60,000 | $5.46 | A | 602,575 | D | |
| Common StockF1 | Feb 21, 2018 | S | 110,000 | $7.75 | D | 492,575 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $6.32 | Feb 21, 2018 | M | 50,000 | D | Dec 9, 2015 | Dec 9, 2021 | Common Stock | 50,000 | 0 | D |
| Stock Options (Right to Buy) | $5.46 | Feb 21, 2018 | M | 60,000 | D | Dec 7, 2016 | Dec 7, 2022 | Common Stock | 60,000 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected.