SEC Form 4 · accession 0001225208-15-003104
HARLEY-DAVIDSON, INC. · HOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
John A Olin
Officer — SVP & CFO
Period of report
Feb 3, 2015
Accepted (ET)
Feb 5, 2015 · 9:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000793952
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 4, 2015 | M | 2,367 | $0.00 | A | 27,777 | D | |
| Common StockF1 | Feb 4, 2015 | F | 1,705 | $62.76 | D | 26,072 | D | |
| Common Stock (restricted stock)F2 | holding | — | — | — | 4,482 | D | ||
| Common Stock | holding | — | — | — | 2 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | $0.00 | Feb 3, 2015 | A | 23,626 | A | — | — | Common Stock | 23,626 | 30,728 | D |
| Stock Option (right to buy)F3,F5 | $63.49 | Feb 3, 2015 | A | 75,602 | A | Feb 3, 2016 | Feb 3, 2025 | Common Stock | 75,602 | 75,602 | D |
| Restricted Stock UnitsF6 | $0.00 | Feb 4, 2015 | M | 2,367 | D | — | — | Common Stock | 2,367 | 28,361 | D |
| Stock Option (right to buy)F7,F8 | $51.78 | holding | — | — | — | Feb 4, 2014 | Feb 4, 2023 | Common Stock | 22,825 | 22,825 | D |
| Stock Option (right to buy) | $62.33 | holding | — | — | — | Feb 4, 2015 | Feb 4, 2024 | Common Stock | 22,726 | 22,726 | D |
| Stock Option (right to buy)F7,F8 | $45.32 | holding | — | — | — | Feb 6, 2013 | Feb 6, 2022 | Common Stock | 20,194 | 20,194 | D |
| Stock Option (right to buy)F7,F8 | $41.33 | holding | — | — | — | Feb 9, 2012 | Feb 9, 2021 | Common Stock | 13,059 | 13,059 | D |
| Stock Option (right to buy)F7,F9 | $22.63 | holding | — | — | — | Feb 10, 2011 | Feb 10, 2020 | Common Stock | 44,465 | 44,465 | D |
| Stock Option (right to buy)F10,F11 | $12.30 | holding | — | — | — | Feb 12, 2010 | Feb 12, 2019 | Common Stock | 12,587 | 12,587 | D |
| Stock Option (right to buy)F10,F12 | $39.04 | holding | — | — | — | Feb 13, 2009 | Feb 13, 2018 | Common Stock | 28,760 | 28,760 | D |
| Stock Option (right to buy)F10,F11 | $68.91 | holding | — | — | — | Feb 14, 2008 | Feb 14, 2017 | Common Stock | 6,111 | 6,111 | D |
| Stock Option (right to buy)F7,F13 | $28.54 | holding | — | — | — | Oct 19, 2010 | Oct 19, 2019 | Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1On 2/4/2015, 2378 shares of restricted stock vested. 876 shares were withheld to pay the tax withholding associated with the vesting. Additionally, on 2/4/2015, 2367 restricted stock units vested. 829 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 3040 shares are now reflected as common stock.
- F10Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan.
- F11Options granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan shall become exercisable for 25% of the shares covered by the option on each of the first four anniversaries of the date of grant.
- F12All options are currently exercisable.
- F13Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for 25% of the shares covered by the option on each of the first four anniversaries of the date of grant.
- F2The shares of unvested restricted stock granted 2/12/09 were granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan and are subject to forfeiture until completion of a four-year vesting period. The restricted stock granted 2/10/10, 2/9/11, 2/6/12 and 2/4/13 was granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan and one-third of the shares of restricted stock vest on each of the first three anniversaries of the date of grant and are subject to forfeiture until vested.
- F3Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.
- F4Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/3/2015 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
- F5Options granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
- F6Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested
- F7Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
- F8Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
- F9Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan and shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.