SEC Form 4/A · accession 0001225208-15-003167
HARLEY-DAVIDSON, INC. · HOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John A Olin
Officer — SVP & CFO
Period of report
Feb 3, 2015
Accepted (ET)
Feb 6, 2015 · 6:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000793952
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | $0.00 | Feb 3, 2015 | A | 7,954 | A | — | — | Common Stock | 7,954 | 15,056 | D |
| Stock Option (right to buy)F1,F4,F5 | $63.49 | Feb 3, 2015 | A | 25,453 | A | Feb 3, 2016 | Feb 3, 2025 | Common Stock | 25,453 | 25,453 | D |
| Restricted Stock UnitsF6,F7 | $0.00 | Feb 4, 2015 | M | 2,367 | D | — | — | Common Stock | 2,367 | 12,689 | D |
Explanation of responses
- F1Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.
- F2Due to a clerical error, the reporting person is filing this amendment to the Form 4 originally filed on February 5, 2015 to correct the number of shares awarded to the reporting person on February 3, 2015 in the form of restricted stock units from 23,626 to 7,954 shares.
- F3Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/3/2015 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
- F4Due to a clerical error, the reporting person is filing this amendment to the Form 4 originally filed on February 5, 2015 to correct the number of shares awarded to the reporting person on February 3, 2015 in the form of stock options from 75,602 to 25,453 shares.
- F5Options granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
- F6Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
- F7Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested