SEC Form 4 · accession 0000791519-15-000058
STAPLES INC · SPLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Doody
Officer — Vice Chairman
Period of report
Jul 2, 2015
Accepted (ET)
Jul 6, 2015 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000791519
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 2, 2015 | F | 9,232 | $15.55 | D | 335,917 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock Unit SERPF2,F3 | — | holding | — | — | — | — | — | Common Stock | 3,172 | 3,172 | D |
| Phantom Stock Unit 401(k)F4,F3 | — | holding | — | — | — | — | — | Common Stock | 1,772 | 1,772 | D |
Explanation of responses
- F1ESPP - Adjusted to reflect additional shares acquired through reporting person's participation in Staples Employee Stock Purchase Plan.
- F2Phantom Stock Units are held in a SERP and are payable in cash following termination of employment. Number of underlying shares of common stock are based on July 2, 2015 account statement.
- F3See Table II, Column 2
- F4Phantom Stock Units are held in a 401k and are payable in cash following termination of employment. Number of underlying shares of common stock are based on July 2, 2015 account statement.