SEC Form 4 · accession 0001209191-15-042936
PLEXUS CORP · PLXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Dean A Foate
Officer — Chairman, President and CEO · Director
Period of report
May 12, 2015
Accepted (ET)
May 14, 2015 · 6:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785786
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value | May 12, 2015 | M | 7,316 | $21.41 | A | 158,719 | D | |
| Common Stock, $.01 par valueF2 | May 12, 2015 | S | 7,316 | $44.3407 | D | 151,403 | D | |
| Common Stock, $.01 par value | May 13, 2015 | M | 18,500 | $21.41 | A | 169,903 | D | |
| Common Stock, $.01 par value | May 13, 2015 | M | 4,100 | $23.83 | A | 174,003 | D | |
| Common Stock, $.01 par valueF3 | May 13, 2015 | S | 22,600 | $44.6658 | D | 151,403 | D | |
| Common Stock, $.01 par value | May 14, 2015 | M | 21,469 | $23.83 | A | 172,872 | D | |
| Common Stock, $.01 par valueF4 | May 14, 2015 | S | 21,469 | $44.9792 | D | 151,403 | D | |
| Common Stock, $.01 par valueF1 | holding | — | — | — | 8,140 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to BuyF5 | $21.41 | May 12, 2015 | M | 7,316 | D | — | May 17, 2017 | Common Stock | 7,316 | 19,000 | D |
| Options to BuyF5 | $21.41 | May 13, 2015 | M | 18,500 | D | — | May 17, 2017 | Common Stock | 18,500 | 500 | D |
| Options to BuyF5 | $23.83 | May 13, 2015 | M | 4,100 | D | — | Aug 1, 2017 | Common Stock | 4,100 | 33,400 | D |
| Options to BuyF5 | $23.83 | May 14, 2015 | M | 21,469 | D | — | Aug 1, 2017 | Common Stock | 21,469 | 11,931 | D |
Explanation of responses
- F1Shares of Plexus Corp. common stock held in the Plexus Corp. Employee Stock Purchase Plan as of the last report from the Plan's Trustee.
- F2This transaction was executed in multiple trades at prices ranging from $44.31 to $44.39 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $44.39 to $44.83 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades at prices ranging from $44.75 to $45.15 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5Options granted under the Plexus Corp. 2008 Long-Term Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.