SEC Form 4/A · accession 0001209191-15-074603
PLEXUS CORP · PLXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Dean A Foate
Officer — Chairman, President and CEO · Director
Period of report
May 12, 2015
Accepted (ET)
Oct 7, 2015 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785786
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value | May 12, 2015 | M | 7,816 | $21.41 | A | 159,219 | D | |
| Common Stock, $.01 par valueF1 | May 12, 2015 | S | 7,816 | $44.3381 | D | 151,403 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to BuyF2 | $21.41 | May 12, 2015 | M | 7,816 | D | — | May 17, 2017 | Common Stock | 7,816 | 18,500 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $44.30 to $44.39 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Options granted under the Plexus Corp. 2008 Long-Term Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.
Remarks
This amendment is being filed to update the number of options exercised and shares sold on May 12, 2015 due to the omission of 500 options and shares on the broker's original transaction confirmation.