Form4insider filings, from the source

SEC Form 4 · accession 0001144204-16-126531

DLH Holdings Corp. · DLHC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
Nelson Obus
10% Owner
Joshua Landes
10% Owner
Period of report
Sep 29, 2016
Accepted (ET)
Oct 3, 2016 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785557

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common Stock, par value $0.001 per shareF1,F2Sep 29, 2016X79,047$3.73A1,236,932D
Common Stock, par value $0.001 per shareF1,F3,F4Sep 29, 2016X143,677$3.73A2,248,231ISee Footnote
Common Stock, par value $0.001 per shareF1,F5,F6Sep 29, 2016X66,429$3.73A1,039,470ISee Footnote
Common Stock, par value $0.001 per shareF1,F7Sep 29, 2016X9,681$3.73A151,487ISee Footnote

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Subscription Rights (Right to Buy)F1,F2$3.73Sep 29, 2016X79,047DAug 19, 2016Sep 21, 2016Common Stock79,0470D
Subscription Rights (Right to Buy)F1,F3,F4$3.73Sep 29, 2016X143,677DAug 19, 2016Sep 21, 2016Common Stock143,6770I
Subscription Rights (Right to Buy)F1,F5,F6$3.73Sep 29, 2016X66,429DAug 19, 2016Sep 21, 2016Common Stock66,4290I
Subscription Rights (Right to Buy)F1,F7$3.73Sep 29, 2016X9,681DAug 19, 2016Sep 21, 2016Common Stock9,6810I

Explanation of responses

Remarks

Each of the Reporting Owners identified in this statement disclaims beneficial ownership of the securities described in this statement, except to the extent of their individual respective pecuniary interest in such securities. The filing of this statement shall not be deemed an admission that any of the Reporting Owners identified in this statement are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities specified in this statement other than those directly beneficially owned by them.