SEC Form 4 · accession 0001225208-16-041420
EMMIS COMMUNICATIONS CORP · EMMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Richard A Leventhal
Director
Period of report
Nov 7, 2016
Accepted (ET)
Nov 9, 2016 · 5:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000783005
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 7, 2016 | S | 2,750 | $3.40 | D | 104,066 | D | |
| Class A Common Stock | Nov 8, 2016 | S | 2,000 | $3.401 | D | 102,066 | D | |
| Class A Common Stock | Nov 8, 2016 | S | 2,208 | $3.40 | D | 99,858 | D | |
| Class A Common StockF1 | Nov 8, 2016 | S | 2,494 | $3.402 | D | 97,364 | D | |
| Class A Common Stock | Nov 7, 2016 | S | 4,400 | $3.3926 | D | 0 | I | By Davstan Trading |
| Class A Common Stock | holding | — | — | — | 372 | I | By IRA | |
| Class A Common Stock | holding | — | — | — | 750 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects adjustments made following implementation of the reverse stock split on July 8, 2016.