SEC Form 4/A · accession 0001225208-18-009517
EMMIS COMMUNICATIONS CORP · EMMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Richard A Leventhal
Director
Period of report
Nov 7, 2016
Accepted (ET)
May 17, 2018 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000783005
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Nov 8, 2016 | G | 750 | $0.00 | A | 104,816 | D | |
| Class A Common Stock | Nov 8, 2016 | G | 750 | $0.00 | D | 0 | I | By Spouse |
| Class A Common Stock | holding | — | — | — | 371 | I | By IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This gift transaction was omitted from the reporting person's Form 4, which resulted in the reporting person's indirect ownership to be too high and direct ownership to be too low by this number of shares. The amount following ths reported acquisition of 750 shares is the balance at the point in time when the shares were acquired. These revised totals were also not reflected in a Form 4 filed by the reporting person after this Form 4 was filed.
- F2Reflects adjustments made following implementation of the reverse stock split on July 8, 2016.