SEC Form 4 · accession 0000776901-18-000065
INDEPENDENT BANK CORP · INDB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Robert D Cozzone
Officer — CFO and Treasurer
Period of report
Feb 23, 2018
Accepted (ET)
Feb 26, 2018 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000776901
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Feb 23, 2018 | P | 788 | $71.2452 | A | 26,318 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired under the Company's 401(k) Restoration Plan.
- F2This price represents the weighted average purchase price of stock sales that were executed at prices ranging from $71.15 through $71.25 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
- F3Total Holdings include 2,785.6776 shares held in Filer's 401(k) account. On 2/23/18 there were excess funds returned to the Filer as a result of annual nondiscrimination testing, which resulted in the cash out of approximately 8 shares as part of the return of the excess funds.