SEC Form 4/A · accession 0000776901-18-000187
INDEPENDENT BANK CORP · INDB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Robert D Cozzone
Officer — CFO and Treasurer
Period of report
Feb 23, 2018
Accepted (ET)
Jun 28, 2018 · 5:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000776901
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 23, 2018 | A | 788 | $71.2452 | A | 26,318 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1In the original Form 4 filed on February 26, 2018, an exempt acquisition under the Company's 401(k) Restoration Plan was incorrectly reported as a non-exempt purchase of 788 shares.
- F2Total Holdings include 2,785.6776 shares held in Filer's 401(k) account. On 2/23/18 there were excess funds returned to the Filer as a result of annual nondiscrimination testing, which resulted in the cash out of approximately 8 shares as part of the return of the excess funds.