SEC Form 4 · accession 0001250853-17-000064
R F INDUSTRIES LTD · RFIL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
William Reynolds
Director
Period of report
Jul 13, 2017
Accepted (ET)
Jul 17, 2017 · 8:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000740664
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 13, 2017 | M | 38,670 | $1.50 | A | 68,870 | D | |
| Common StockF1 | Jul 13, 2017 | S | 12,988 | $1.93 | D | 55,882 | D | |
| Common Stock | Jul 14, 2017 | S | 3,775 | $1.90 | D | 52,107 | D | |
| Common Stock | holding | — | — | — | 2,600 | I | By Wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $1.50 | Jul 13, 2017 | M | 38,670 | D | — | Nov 8, 2021 | Common Stock | 38,670 | 38,669 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at multiple prices. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price.
- F2Stock Option vests and becomes exercisable in four equal quarterly increments over a one-year period on 1/31/2017, 4/30/2017, 7/31/2017 and 10/31/2017.