SEC Form 4/A · accession 0001250853-17-000066

R F INDUSTRIES LTD · RFIL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Director

Period of report

Jul 13, 2017

Accepted (ET)

Jul 20, 2017 · 6:27 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000740664

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F3	Jul 13, 2017	M	12,988	$1.50	A	43,188	D
Common Stock^F1	Jul 13, 2017	S	12,988	$1.93	D	30,200	D
Common Stock^F3	Jul 14, 2017	M	3,755	$1.50	A	33,975	D
Common Stock	Jul 14, 2017	S	3,775	$1.90	D	30,200	D
Common Stock	holding	—	—		—	2,600	I	By Wife

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Common Stock^F3,F2	$1.50	Jul 13, 2017	M	12,988	D	—	Nov 8, 2021	Common Stock	12,998	64,351	D
Common Stock^F3,F2	$1.50	Jul 14, 2017	M	3,775	D	—	Nov 8, 2021	Common Stock	3,775	60,576	D

F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at multiple prices. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price.
F2Stock Option vests and becomes exercisable in four equal quarterly increments over a one-year period on 1/31/2017, 4/30/2017, 7/31/2017 and 10/31/2017.
F3Mr. Reynold's Form 4 filed on July 17, 2017 erroneously stated that he had exercised options to purchase 38,670 shares.