SEC Form 4 · accession 0001124194-16-000015
NORTHERN TRUST CORP · NTRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan Crown
Director
Period of report
Sep 30, 2016
Accepted (ET)
Oct 4, 2016 · 10:11 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073124
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock UnitsF1 | — | Sep 30, 2016 | A | 462 | A | — | — | Common Stock Units | 462 | 13,852 | D |
Explanation of responses
- F1The Common Stock Units will be paid in cash on a 1 for 1 basis to the Reporting Person upon termination of the Reporting Person's service on the Board.