SEC Form 4 · accession 0000073124-19-000053
NORTHERN TRUST CORP · NTRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dean M Harrison
Director
Period of report
Jan 23, 2019
Accepted (ET)
Feb 13, 2019 · 8:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073124
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 18, 2018 | L | 14 | $107.81 | A | 45 | I | By LLC |
| Common Stock | Jun 22, 2018 | L | 1 | $107.64 | A | 46 | I | By LLC |
| Common Stock | Oct 10, 2018 | L | 1 | $103.35 | A | 47 | I | By LLC |
| Common Stock | Jan 23, 2019 | L | 4 | $89.78 | A | 51 | I | By LLC |
| Common StockF1 | holding | — | — | — | 7,154 | D | ||
| Common Stock | holding | — | — | — | 1,000 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.