SEC Form 4 · accession 0000073124-18-000216
NORTHERN TRUST CORP · NTRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jana R Schreuder
Officer — COO
Period of report
May 15, 2018
Accepted (ET)
May 16, 2018 · 7:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073124
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 15, 2018 | S | 2,913 | $107.38 | D | 16,926 | I | By Trust |
| Common StockF2 | holding | — | — | — | 44,716 | D | ||
| Common Stock | holding | — | — | — | 9,699 | I | 2016 GRAT | |
| Common Stock | holding | — | — | — | 9,882 | I | 2017 GRAT | |
| Common Stock | holding | — | — | — | 10,000 | I | 2018 GRAT | |
| Common Stock | holding | — | — | — | 10,016 | I | 401(k) as of 3-31-18 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Price reflects the weighted average sales price from $107.35 to $107.44. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
- F2Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.