SEC Form 4 · accession 0000073124-18-000151
NORTHERN TRUST CORP · NTRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert P Browne
Officer — EVP & Chief Investment Officer
Period of report
Mar 8, 2018
Accepted (ET)
Mar 9, 2018 · 6:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073124
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 8, 2018 | S | 6,000 | $106.79 | D | 55,873 | D | |
| Common StockF2 | Mar 8, 2018 | G | 400 | $0.00 | D | 55,473 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Price reflects the weighted average sales price from $106.74 to $106.86. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
- F2Includes 25,486 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.