SEC Form 4 · accession 0000073124-18-000126
NORTHERN TRUST CORP · NTRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wilson Leech
Officer — EVP/Chief Risk Officer
Period of report
Feb 20, 2018
Accepted (ET)
Feb 22, 2018 · 5:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073124
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 20, 2018 | F | 210 | $105.15 | D | 33,183 | D | |
| Common StockF3 | Feb 20, 2018 | A | 5,682 | $0.00 | A | 38,865 | D | |
| Common Stock | holding | — | — | — | 431 | I | UK Employee Stock Ownership Plan as of 12-31-17 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects 210 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 446 previously reported stock units. The remaining 236 shares were distributed to the reporting person as shares of common stock.
- F2Includes 11,620 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
- F3Includes 17,302 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.