SEC Form 4 · accession 0000073124-18-000091
NORTHERN TRUST CORP · NTRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael O'Grady
Officer — President and CEO · Director
Period of report
Feb 12, 2018
Accepted (ET)
Feb 14, 2018 · 6:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073124
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Feb 12, 2018 | F | 1,820 | $98.88 | D | 25,722 | D | |
| Common StockF1,F2 | holding | — | — | — | 71,876 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the February 1, 2018 transfer of 69,588 shares directly held by the reporting person into the reporting person's trust account.
- F2Reflects 1,820 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 4,108 previously reported stock units. The remaining 2,288 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.
- F3Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.