SEC Form 4 · accession 0000073124-18-000089
NORTHERN TRUST CORP · NTRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wilson Leech
Officer — EVP/Chief Risk Officer
Period of report
Feb 12, 2018
Accepted (ET)
Feb 14, 2018 · 6:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073124
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 12, 2018 | F | 186 | $98.88 | D | 33,393 | D | |
| Common Stock | holding | — | — | — | 431 | I | UK Employee Stock Ownership Plan as of 12-31-17 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects 186 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 395 previously reported stock units. The remaining 209 shares were distributed to the reporting person as shares of common stock.
- F2Includes 12,066 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.