SEC Form 4 · accession 0000073124-18-000043
NORTHERN TRUST CORP · NTRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan Gillian Pembleton
Officer — EVP/Human Resources
Period of report
Jan 23, 2018
Accepted (ET)
Jan 25, 2018 · 6:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073124
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 23, 2018 | A | 13,126 | $106.71 | A | 32,837 | D | |
| Common StockF1 | Jan 23, 2018 | F | 6,170 | $106.71 | D | 26,667 | D | |
| Common Stock | holding | — | — | — | 1,940 | I | UK Employee Share Ownership Plan as of 12-31-2017 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 18,921 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.