SEC Form 4 · accession 0000073124-18-000041
NORTHERN TRUST CORP · NTRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael O'Grady
Officer — President and CEO · Director
Period of report
Jan 23, 2018
Accepted (ET)
Jan 25, 2018 · 6:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073124
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 23, 2018 | A | 15,909 | $106.71 | A | 105,380 | D | |
| Common StockF1 | Jan 23, 2018 | F | 5,962 | $106.71 | D | 99,418 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 29,830 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.