SEC Form 4 · accession 0000073124-18-000039
NORTHERN TRUST CORP · NTRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan Cohen Levy
Officer — Executive VP & General Counsel
Period of report
Jan 23, 2018
Accepted (ET)
Jan 25, 2018 · 6:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073124
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 23, 2018 | A | 13,126 | $106.71 | A | 40,674 | D | |
| Common StockF1 | Jan 23, 2018 | F | 4,738 | $106.71 | D | 35,936 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 24,018 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.