SEC Form 4 · accession 0000073124-16-000258
NORTHERN TRUST CORP · NTRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert P Browne
Officer — EVP & Chief Investment Officer
Period of report
Feb 4, 2015
Accepted (ET)
Jan 21, 2016 · 5:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073124
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 4, 2015 | G | 200 | $0.00 | D | 68,949 | D | |
| Common StockF1 | Jan 19, 2016 | A | 9,490 | $0.00 | A | 78,439 | D | |
| Common StockF1 | Jan 19, 2016 | F | 3,021 | $64.43 | D | 75,418 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 42,084 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.