SEC Form 4 · accession 0000073124-16-000248
NORTHERN TRUST CORP · NTRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Biff Bowman
Officer — Chief Financial Officer
Period of report
Jan 19, 2016
Accepted (ET)
Jan 21, 2016 · 5:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073124
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 19, 2016 | A | 14,235 | $0.00 | A | 62,400 | D | |
| Common StockF1 | Jan 19, 2016 | F | 4,495 | $64.43 | D | 57,905 | D | |
| Common Stock | holding | — | — | — | 550 | I | 401(k) as of 12-31-15 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 24,837 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.