SEC Form 4 · accession 0000073124-15-000211
NORTHERN TRUST CORP · NTRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Biff Bowman
Officer — Chief Financial Officer
Period of report
Oct 23, 2015
Accepted (ET)
Oct 23, 2015 · 5:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073124
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 23, 2015 | G | 148 | $0.00 | D | 48,165 | D | |
| Common Stock | holding | — | — | — | 550 | I | 401(k) as of 9-30-15 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 24,837 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.