SEC Form 4 · accession 0000073124-15-000207
NORTHERN TRUST CORP · NTRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael O'Grady
Officer — President / C&IS
Period of report
Oct 19, 2015
Accepted (ET)
Oct 20, 2015 · 6:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073124
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 19, 2015 | F | 7,366 | $68.67 | D | 53,481 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On October 19, 2015, 16,117 already reported and vested stock units, granted on October 18, 2011, were distributed to the reporting person. 8,751 were distributed to the reporting person as common stock of NTRS and 7,366 stock units were withheld in payment of Federal, State and Medicare taxes.
- F2Includes 24,829 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.