SEC Form 4 · accession 0000073124-15-000176
NORTHERN TRUST CORP · NTRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William L Morrison
Officer — President
Period of report
Jul 20, 2015
Accepted (ET)
Jul 21, 2015 · 6:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073124
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 20, 2015 | F | 2,285 | $78.295 | D | 160,656 | D | |
| Common Stock | holding | — | — | — | 1,200 | I | By Spouse | |
| Common Stock | holding | — | — | — | 350 | I | By Children | |
| Common Stock | holding | — | — | — | 2,547 | I | 401(k) as of 6/30/14 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 59,136 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
- F2On July 20, 2015, 5,000 already reported stock units, granted on July 19, 2011, were distributed to the reporting person. 2,715 were distributed to the reporting person as shares of the Corporation's common stock and 2,285 were withheld in payment of Federal, State and Medicare taxes.