SEC Form 4 · accession 0000073124-15-000149
NORTHERN TRUST CORP · NTRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joyce St Clair
Officer — Executive Vice President
Period of report
Apr 30, 2015
Accepted (ET)
May 4, 2015 · 7:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073124
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 30, 2015 | G | 84 | $0.00 | D | 37,259 | I | By Trust |
| Common StockF1 | holding | — | — | — | 24,829 | D | ||
| Common Stock | holding | — | — | — | 5,109 | I | 401(k) as of 3-31-2015 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.