SEC Form 4 · accession 0000073124-15-000148
NORTHERN TRUST CORP · NTRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jana R Schreuder
Officer — COO
Period of report
Apr 30, 2015
Accepted (ET)
May 4, 2015 · 7:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073124
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 30, 2015 | G | 100 | $0.00 | D | 26,038 | I | By Trust |
| Common StockF1 | holding | — | — | — | 5,757 | I | 2015 GRAT | |
| Common StockF2 | holding | — | — | — | 36,019 | D | ||
| Common Stock | holding | — | — | — | 10,546 | I | 2012 GRAT | |
| Common Stock | holding | — | — | — | 10,048 | I | 401(k) as of 3-31-2015 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the April 30, 2015 transfer of 5,757 shares of the Corporation's common stock from the reporting person's trust into a newly created grantor retained annuity trust in which the reporting person has a beneficial ownership interest.
- F2Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.