SEC Form 4 · accession 0000073124-15-000135
NORTHERN TRUST CORP · NTRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald Thompson
Director
Period of report
Apr 21, 2015
Accepted (ET)
Apr 23, 2015 · 8:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073124
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 21, 2015 | A | 1,530 | $0.00 | A | 1,530 | D | |
| Common StockF2 | holding | — | — | — | 213 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
- F2On April 21, 2015, 213 already reported and vested stock units, granted on March 6, 2015, were distributed to the reporting person in shares of the Corporation's stock. Shares reported herein reflect the subsequent transfer of such shares to the reporting person's previously existing trust account.