SEC Form 4 · accession 0000073124-15-000133
NORTHERN TRUST CORP · NTRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin P Slark
Director
Period of report
Apr 21, 2015
Accepted (ET)
Apr 23, 2015 · 8:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073124
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 21, 2015 | A | 1,530 | $0.00 | A | 5,080 | D | |
| Common StockF2 | holding | — | — | — | 4,769 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
- F2Reflects the 12/31/2014 transfer of 1,000 shares previously reported as directly owned to the reporting person's existing trust account.