SEC Form 4 · accession 0000073124-15-000096
NORTHERN TRUST CORP · NTRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jana R Schreuder
Officer — COO
Period of report
Mar 17, 2015
Accepted (ET)
Mar 18, 2015 · 6:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073124
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 17, 2015 | S | 3,641 | $72.00 | D | 31,895 | I | By Trust |
| Common StockF2 | holding | — | — | — | 36,019 | D | ||
| Common Stock | holding | — | — | — | 10,546 | I | GRAT | |
| Common Stock | holding | — | — | — | 10,051 | I | 401(k) as of 12-31-2014 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1.
- F2Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.