SEC Form 4 · accession 0000073124-15-000054
NORTHERN TRUST CORP · NTRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William L Morrison
Officer — President
Period of report
Feb 17, 2015
Accepted (ET)
Feb 18, 2015 · 7:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073124
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 17, 2015 | F | 5,426 | $70.03 | D | 151,368 | D | |
| Common Stock | holding | — | — | — | 1,200 | I | By Spouse | |
| Common Stock | holding | — | — | — | 350 | I | By Children | |
| Common Stock | holding | — | — | — | 2,549 | I | 401(k) as of 12/31/14 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 52,563 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
- F2On February 17, 2015, 11,873 already reported stock units, granted on February 14, 2011, were distributed to the reporting person. 6,447 were distributed to the reporting person as shares of the Corporation's common stock and 5,426 were withheld in payment of Federal, State and Medicare taxes.