SEC Form 4 · accession 0000073124-15-000048
NORTHERN TRUST CORP · NTRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Biff Bowman
Officer — Chief Financial Officer
Period of report
Feb 13, 2015
Accepted (ET)
Feb 18, 2015 · 7:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073124
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 13, 2015 | F | 1,206 | $70.31 | D | 41,782 | D | |
| Common StockF3,F4 | Feb 17, 2015 | F | 591 | $70.03 | D | 41,191 | D | |
| Common Stock | holding | — | — | — | 549 | I | 401(k) as of 12-31-2014 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 19,615 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
- F2On February 13, 2015, 3,819 already reported stock units, granted on February 13, 2012, were distributed to the reporting person. 2,613 were distributed to the reporting person as shares of the Corporation's common stock and 1,206 were withheld in payment of Federal, State and Medicare taxes.
- F3Includes 17,715 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
- F4On February 17, 2015, 1,900 already reported stock units, granted on February 14, 2011, were distributed to the reporting person. 1,309 were distributed to the reporting person as shares of the Corporation's common stock and 591 were withheld in payment of Federal, State and Medicare taxes.